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Item 5.07 Submission of Matters to a Vote of Security Holders
On November 4, 2021, TFF Pharmaceuticals, Inc. held its 2021 Annual Meeting of Stockholders, for the purposes of:
|●||Electing eight directors, each to serve until our 2022 Annual Meeting of Stockholders;|
|●||Authorizing and approving our 2021 Stock Incentive Plan; and|
|●||Ratifying the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.|
All of the persons nominated to serve on our board of directors, namely Aaron Fletcher, Glenn Mattes, Brian Windsor, Robert S. Mills, Stephen C. Rocamboli, Harlan Weisman, Randy Thurman, and Malcolm Fairbairn, were elected to our board of directors, with shares voted as follows:
|Robert S. Mills||10,160,672||1,004,887||6,568,344|
|Stephen C. Rocamboli||10,735,650||429,909||6,568,344|
Further, our shareholders authorized and approved, and therefore adopting, our 2021 Stock Incentive Plan, with shares voted as follows:
In addition, our shareholders ratified the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, with shares voted as follows:
There were no broker non-votes on the ratification of our independent registered public accounting firm.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|TFF PHARMACEUTICALS, INC.|
|Dated: November 10, 2021||/s/ Kirk Coleman|
|Chief Financial Officer|